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The financial services regulatory environment is constantly changing, and for those involved in regulated functions within their organization, whether that is on the front line providing directly investment services or in a control function further at the back, keeping abreast of such developments is paramount. The introduction of new legislations and increased regulatory demands, particularly following the recent global financial recession, invariably penalize the unwary, while at the same time add significant value to the informed. The aim of this course is to help participants gain a better understanding of the latest Financial Services Regulatory Framework and increase their chances of successfully passing the CySEC Advanced Exam.
The main objective of the course is to provide a clear understanding of the latest syllabus on the Financial Services Regulatory Framework, and thus help the participants in best preparing for the Advanced Exam. As a secondary objective, participants will likely be able to benefit themselves and their organizations by applying their increased knowledge with regards to the covered legislations, while at the same time gaining CPD credits. Examples and practice questions will be covered during the course in order to increase awareness of the taught material.
This course is addressed to dealers, financial advisers, asset manager, and in general to anyone required by law to be CySEC Certified, whether they are providing investment services or acting as compliance officers and/or in other key control roles.
- Lecturer’s Notes
- Practice Questions
- Mock Exam