To provide participants with an overview of the best execution requirements.
Provides an overview of the MIFIDII regulatory requirements applicable to execution policies and procedures of MIFID-regulated firms. The program covers requirements for execution policy, execution factors, and criteria, typology of execution venues, transparency of execution quality.
Executive Directors, CIF’s certified personnel, Compliance officer, Internal Auditor and External Auditors with CIF engagements.
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Bundle prices available. Contact us for further information.