To provide participants with the overview of the MIFIDII requirements for safekeeping of financial instruments and handling clients’ funds
Analyse the MIFIDII regulatory requirements applicable to policies and procedures of MIFID-regulated firms. Program covers requirements for handling clients’ funds and financial instruments, operational procedures to be implemented in relation to choice and banks and custodians, reconciliation process, governance and operational requirements.
Executive Directors, CIF’s certified personnel, Compliance officer
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