Investment Professionals Obligations – On Demand | Globaltraining

Investment Professionals Obligations - On Demand


Duration
5 hours
Cost
€150
Tel
+357 22841795/715
Email Address
Live Online

Lecturer(s)

Olivia Parpa
Lecturer

According to the “Directive of the Cyprus Securities and Exchange Commission regarding the certifications of persons and the certification register” (RAD 174/2015), it is compulsory that certified persons need to undergo annual training to satisfy the criterion of Continuing Professional Development in order to maintain their certification. This seminar aims primarily to satisfy the CPD requirement of CySEC by offering an update to the current developments of the Cyprus Law regarding CIFs and their obligations.

Objective:

This seminar serves as a refresher to providers of investment services of their obligations under the Cyprus law.
It examines a wide variety of legislation with the aim of giving the attendees the whole picture regarding their legal obligations bringing together the relevant provisions from the Provision of Investment Services legislation, from the Money Laundering legislation and from the new Market Abuse legislation.
It also examines in detail ESMA’s new guidelines regarding the obligations of professionals when providing information to clients and how these obligations differ when the professional provides Investment Advice.

Participants’ Profile:

This seminar is addressed to all professionals employed by Cyprus Investment Firms that provide investment services and to the people that provide back office support. Additionally it is a useful course to Compliance Officers, Risk Officers and Internal and external Auditors of Investment Firms.
Contact.

Registration

To register for this seminar, please click here.

Registration can also be done through our online store.

Bundle prices available.  Contact us for further information.