Lecturer(s)
Aim:
To provide participants with the overview of the MAR requirements
Objective:
Analyse the MAR regulatory requirements in general, and cover in detail the requirements for Issuers ; for persons professionally arranging transactions; market sounding framework; organizational and disclosure requirements to investment research.
Participant’s Profile:
Executive Directors, CIF’s certified personnel, Compliance officer, Internal Auditor and External Auditors with CIF engagements.
- Overview of the legal requirements in relation to prevention of market abuse.
- Main definitions and concepts
- Indicators of activities and behaviors characterized as market abuse , mandatory and indicative alerts and examples
- Penalties for breach of MAR in Cyprus
- Requirements for issuers and their managers
- Market soundings regime
- Requirements for persons arranging transactions
- Analysis of the COMMISSION DELEGATED REGULATION (EU) 2016/957 []with regard to regulatory technical standards for the appropriate arrangements, systems and procedures as well as notification templates to be used for preventing, detecting and reporting abusive practices or suspicious orders or transactions
- Requirements for personal transactions’ policies and procedures
- MAR and MIFIDII requirements in relation to investment research or marketing communications
- Revision of market abuse regulations
Registration Options
- Register directly through our online store either for a single seminar or bundle options or
- complete our online form and we will contact you within 48 hours.