Market Abuse Regulations | Globaltraining

Market Abuse Regulations


Duration
5 hours
Cost
€120
Tel
77778030
Email Address
Online

Lecturer(s)

Aim: 

To provide participants with the overview of the MAR   requirements

Objective:

Analyse  the MAR  regulatory requirements in general, and cover in detail the  requirements for Issuers  ; for persons  professionally arranging  transactions; market sounding framework; organizational and disclosure  requirements to investment research.

Participant’s Profile:

Executive Directors, CIF’s certified personnel, Compliance officer, Internal Auditor and External Auditors with CIF engagements.

Registration:

To register for this seminar, please click here.

Registration can also be done through our online store.

Bundle prices available.  Contact us for further information.

  • Overview of the legal requirements in relation to prevention of market abuse.
    • Main definitions and concepts
    • Indicators of activities  and  behaviors   characterized as  market  abuse , mandatory and  indicative  alerts  and examples
    • Penalties for  breach of MAR  in Cyprus
  • Requirements for issuers  and their managers
  • Market soundings regime
  • Requirements for persons arranging transactions
    • Analysis of the COMMISSION DELEGATED REGULATION (EU) 2016/957 []with regard to regulatory technical standards for the appropriate arrangements, systems and procedures as well as notification templates to be used for preventing, detecting and reporting abusive practices or suspicious orders or transactions
  • Requirements for personal transactions’ policies and procedures
  • MAR and MIFIDII requirements in relation to investment research or marketing communications
  • Revision of market abuse regulations