To provide participants with the overview of the compliance requirements relating to safeguarding and administering of clients’ money in instruments in the new MIFID II environment.
Participants will gain understanding about the regulatory framework for Client’ assets rules under MIFID II and practical measures to be implemented to ensure compliance with the requirements.
This seminar is addressed to:
Executive Directors, Treasury function of CIFs / CFO, Compliance officer, CASS compliance officer (new role under MIFID2), Internal Auditor and External Auditors with CIF engagements.
To register for this seminar, please click here.
For further information please contact us.