According to the “Directive regarding the certifications of persons and the public register” (RAD 499/2012) as amended in 2013, it is compulsory that certified persons need to undergo annual training to satisfy the criterion of Continuing Professional Development in order to maintain their certification. This course aims primarily to satisfy the CPD requirement of CySEC by offering an update to the current developments of the Cyprus Law regarding CIFs and their obligations. Moreover, the course expands on the duties and responsibilities of the compliance function and goes into a detailed analysis on the application of the suitability test. The aim being to update the participants with the current requirements and guidelines issued by CYSEC regarding the provision of Investment Services.
After the completion of this seminar, participants will have a better understanding of the requirements of MiFID II and the changes that will need to be made in their mode of operations and procedures within their Investment Firm or Bank in order to be in line with the upcoming legislation.
Employees and Managers of Cyprus Investment firms and banks who offer investment services, compliance officers and internal auditors.
To register for this seminar, please click here to download the enrollment form. Complete and email to [email protected].
For further information please contact us.