MiFID II: Communication and Marketing Principles | Globaltraining

MiFID II: Communication and Marketing Principles


Duration
2 hours
Cost
€60
Tel
77778030
Email Address
Online

Lecturer(s)

Aim:

To provide participants with the overview of the   major requirements of MIFIDII framework in relation to provision of information to clients, including marking communications

Objective:                        

Participants will gain understanding about

  • General principles and information to clients ‘requirements, in accordance with the  Law 87(i)2017, CDR 2017/565, ESMA’ relevant Guidelines
  • specific requirements for sale and marketing of CFDs  in accordance with the product intervention rules
  • Requirements for Sales’ staff of the CIFs
  • Suggested  compliance framework
Participant’s Profile:

This seminar is useful for persons involved in the design of the appropriateness and suitability testing, compliance officer and internal auditors, as well as senior management of the CIFs or AIFM authorised to provide non-core MIFID  service of discretionary portfolio management and investment advice.

 

Bundle prices available.  Contact us for further information.