To provide participants with the overview of the major requirements of MIFIDII framework in relation to provision of information to clients, including marking communications
Participants will gain understanding about
- General principles and information to clients ‘requirements, in accordance with the Law 87(i)2017, CDR 2017/565, ESMA’ relevant Guidelines
- specific requirements for sale and marketing of CFDs in accordance with the product intervention rules
- Requirements for Sales’ staff of the CIFs
- Suggested compliance framework
This seminar is useful for persons involved in the design of the appropriateness and suitability testing, compliance officer and internal auditors, as well as senior management of the CIFs or AIFM authorised to provide non-core MIFID service of discretionary portfolio management and investment advice.
Bundle prices available. Contact us for further information.